QM in Research - EURASHE...Berner Fachhochschule | Haute école spécialisée bernoise | Bern...

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Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ Workshop by Peter Eigenmann, PT, MME

Head International Relations Office, Bern University of Applied Sciences

QM in Research ‘HR Excellence in Research ‘ & ‘Profiling Research Units’

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ 25’ Part 1: Charter and Codes

▶ Overall goal – EURAXESS – C & C

▶ Institutional perspective

▶ Implementation - ‘HR Excellence in Research’

▶ 20’ Extended Indicator set – Profiling research units

▶ 15’ Interactiv Part 2:

▶ Group A: Charter & Code

▶ Does your institution commit to C&C? Share experiences

▶ If not, which potential or barriers do you identify

▶ Group B: Set of indicators

▶ Opportunities and Risks of this approach

▶ 5’ Report back

Agenda

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Quality System:

EFQM

Fundamental Concept Sustaining Outstanding Results

Adding value for customers Creating a Sustainable Future Lead with Vision, Inspiration & Integrity Develop Organisational Capability Harnessing Innovation and Creativity Managing with Agility Succeeding through the Talent of People

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Can Quality in Research be managed with an

Institutional Approach?

If yes – How? Where are the pitfalls?

Leading question

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

2 Initiatives that have been adopted

▶ HRS4R

Human Ressource Strategy for Researchers

▶ Profiling Research Units – a Set of Application

oriented Indicators

….. and in aR&D ?

(Applied Research and Development)

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

HR Excellence in Research - Charter & Codes

The European Charter for Researchers

The Code of Conduct for the Recruitment of Researchers

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Boost Economy through R&D

▶ EURAXESS Network

▶ Charter and Codes

- Support researchers career development at all stages

- Improve work conditions for researchers

Overall Goal - Strengthening the

European Research Area ERA

EC Directorate General for Research DG Research

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Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ Service Plattform with Support – Information

– Jobs

– Services

– Rights

– Links

Euraxess Network ec.europa.eu/euraxess

8

In CH mainly Universities were represented

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Focus on Work Environment for Researchers

40 Standards

▶ Ethical and Professional Aspects (11)

▶ Recruitment (10)

▶ Working Conditions and Social Security (14)

▶ Training (5)

Charter & Codes

The European Charter for Researchers

The Code of Conduct for the Recruitment of Researchers

9

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

HRS4R implemented in 5 Steps

1) Internal Analysis (Gap-Analysis)

2) HR-Strategy / Action Plan

3) Review & Acknowledged by EC

4) Selfassessment after 2 years

5) External evaluation at least every 4 years

Pilotgroup for support & shareing experiences

C & C Implementation / HRS4R HR-Strategy for Researchers

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Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

At BFH: Integration into pre-existing conceptual frame

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Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ Questionnaire

▶ Legislations and Regulations

▶ Focus Groups

▶ Department Heads

Gap Analysis

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ International

▶ i.e. Helsinki Declaration

▶ National

▶ i.e. Federal Constitution

▶ i.e. Gender Equality – Law

▶ Rectors Conference

▶ i.e. Recommendations R&D

▶ Cantonal

▶ i.e. Human Ressource Act

▶ Institutional Regulations and Practice

Legislation and Regulations

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Summary Gap - Analysis

No

Action

Required

Action

Required

Laws and Provisions

Section 1 – Ethical and professional Aspects

1. Research freedom Federal Constitution

Fachhochschulgesetz

F&E WTT, Ziff 5

2. Ethical Principles Helsinki Declaration

Forschungsverordnung Kanton Bern

Kantonale Ethikkommission

F&W WTT, Ziff. 2

3. Professional

responsibility

F&W WTT, Ziff. 2

Minor need (Plagiarism) integrated in

Strategic Action Priority 3

4. Professional attitude Regulations Innovation Promotions Agency

(CTI) and Swiss National Science

Foundation (SNSF)

Kantonale Ethikkommission

Strategic Action Priority 1

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Goal Who What By when

Easy Access to relevant Information

aR&D-Office aR&D – Newsletter Intranet Info-Site

Summer 2010

Project Management Skills for all Mid-level Researchers

aR&D-Committee

Modularised Training Programm

Autumn 2010

Precise Job – Profile is implemented (Research / Teaching)

aR&D-Committee

Develop and implement a differentiated Job – Profile for Researchers resp. Employee s in Teaching and Research.

Summer 2011

HR-Strategy Plan for Researcher 2011/12

Implementation of the European Charter & Code for

Researchers

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Who answered?

Answers Total in the

category %

Full Professors 39 83 47%

Associate Professors 32 92 35%

Assistant Professors (permanent position) 48 110 44%

Assistant Professors (fixed term) 23 34 68%

PostDocs 2 20 10%

Graduate students with fellowship 7 57 12%

Doctoral candidates 56 170 33%

Technicians and Administratives 7 47 15%

Not indicated 17

Total 231 613 38%

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Relationship between agreement and priority

0%

10%

20%

30%

40%

50%

60%

1 2 3 4

PR

IOR

ITY

AGREEMENT

High priority, low agreement

Low priority, low agreement

High priority, high agreement

Low priority, high agreement

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Overall potential of candidates are properly considered. (incl. creativity and degree of independence)

Increasing researchers’ skills and competence

University guarantees adequate training for teaching activities

Adequate social security provisions

Mobility is guaranteed and promoted (geographical, interdisciplinary, public-private)

Autonomy and creativity is actively promoted

Appropriate salary at all stages of the career (permanent or fixed-term contract)

AGREEMENT

PR

IOR

ITY

High Priority (recognized as priority by at least 1/3), Low Agreement (>2; <3)

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Part 2:

Profiling Research Units - An set of application oriented indicators’

▶ BFH Forschungskommission

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ 16 measurable Criterias

▶ 8 Indicators: 2 Criterias combined as 1 Indicator

▶ Highest value 2011 rebased to 1

▶ as of 2012 > 1 possible

▶ Evaluation of the 36 BFH Research Units

▶ Collected Data from 2011, 2012 & 2013

▶ First a snap-shot, …. then....

▶ Monitor Development oft the BFH Research Units

▶ 1st

Ranking: all 8 Indicators

▶ 2nd

Ranking: 3 main Indicators:

Impact - Synergie Teaching - Partnerships

Evaluation BFH Research Units

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Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Evaluation BFH R&D – Indicator „Impact“ (2011, Example)

x-Axis: Number of Valorisations per Year

y-Achse: R&D Third Pary Revenue (Official Reporting)

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ I - Impact

▶ Valorisations (RI-List, Research Initiative)

▶ R&D-Revenue from Thirdparty Funding (SERI-Reporting,

Statesecretariat for Eudcation, Research and Innovation)

▶ II - Synergies R&D -> Teaching (1st + 2nd Cycle)

▶ Mastertheses

▶ FTE Researchers (Federal Statistic Office)

▶ III - Synergies R&D -> Teaching (3. Cycle)

▶ PhD candidates

▶ Trainigscourses with active Contribution from Research Unit

▶ IV – Cooperation (Typ)

▶ Cooperations with Uni, ETH and UAS

▶ Cooperations with Ecconomy and public service.

Evaluation –Criteria (I)

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Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ V – Cooperations (geographical)

▶ Cooperations foreign Partners

▶ Cooperations national Partners

▶ VI - Financing

▶ On-going Projects international Funding

▶ On-going Projects national Funding

▶ VII – Scientific Supervision & Performance

▶ FTE Lecturers per FTE R&D (FTE – Full Time Equivalent)

▶ R&D – TP-Revenue per FTE R&D (TP Third Party)

▶ VIII – Valorisation (Performance)

▶ Masterthesis, PhD Student & Further Education Course/FTE R&D

▶ Valorisations /FTE R&D

Evaluation –Criteria (II)

27

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

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TI 11 B4 Human Centered Engineering 2.43 1.64 2.07 1.44 1.02 1.57 0.51 0.24 10.93 1.37 2 2.43 1 3.71 2 2.47 5 8

TI 10 B3 Energy and Mobility Research 2.38 1.35 0.40 1.40 1.06 1.36 0.56 0.19 8.70 1.09 4 2.38 2 1.75 7 2.46 6 15

HKB 24 D1 Interpretation 2.36 1.42 3.97 0.86 0.51 0.52 1.26 1.17 12.09 1.51 1 2.36 3 5.40 1 1.37 13 17

WGS-G 23 C6 Qualitätsförderung, Wirkungsorientierung und

Wirtschaftlichkeit im Gesundheitswesen 1.60 1.60 1.57 1.10 0.71 1.36 1.39 1.51 10.84 1.35 3 1.60 7 3.18 3 1.81 10 20

TI 8 B1 Applied Laser, Photonics and Surface Technologies 1.15 0.47 0.84 1.48 1.27 1.36 0.44 0.11 7.13 0.89 10 1.15 11 1.32 12 2.75 1 24

WGS-S 20 C3 Soziale Sicherheit und Integration 1.81 0.73 1.06 0.64 0.50 1.14 1.24 0.33 7.47 0.93 7 1.81 4 1.79 6 1.14 16 26

WGS-W 18 C1 E-Government 1.36 0.35 1.14 1.08 1.02 1.48 0.49 0.25 7.15 0.89 10 1.36 9 1.49 10 2.10 9 28

WGS-W 19 C2 Unternehmensentwicklung 1.68 1.10 0.65 0.67 0.46 0.88 0.78 0.68 6.91 0.86 12 1.68 6 1.75 7 1.14 16 29

AHB 5 A5 Holz- und Verbundbau 1.79 0.83 0.13 1.27 0.87 1.67 0.52 0.64 7.72 0.96 6 1.79 5 0.96 17 2.14 8 30

AHB 6 A6 Werkstoffe und Holztechnologie 1.17 0.81 0.44 1.38 0.99 3.14 0.61 0.17 8.70 1.09 4 1.17 10 1.25 14 2.37 7 31

HKB 26 D3 Materialtiät in Kunst und Kultur 1.01 1.24 1.24 0.67 0.61 0.43 1.38 0.79 7.38 0.92 8 1.01 13 2.49 4 1.28 15 32

HAFL 29 E2 Tierproduktionssysteme 1.09 0.42 0.24 1.51 1.14 0.67 1.12 1.19 7.39 0.92 8 1.09 12 0.67 22 2.65 2 36

HAFL 28 E1 Pflanzenproduktionssysteme 0.91 0.82 0.04 1.51 1.13 0.48 0.92 0.40 6.21 0.78 13 0.91 15 0.86 21 2.64 3 39

TI 12 B5 ICT-Based Management 0.94 0.72 0.39 0.74 0.58 0.71 0.54 0.14 4.77 0.60 18 0.94 14 1.11 15 1.33 14 43

HAFL 32 E5 Nachhaltigkeitsbeurteilung 0.50 0.33 0.20 1.49 1.15 0.43 0.50 0.51 5.11 0.64 16 0.50 19 0.53 24 2.64 3 46

HKB 27 D4 Intermedialität 1.40 0.81 0.89 0.13 0.08 0.19 1.54 1.19 6.23 0.78 13 1.40 8 1.70 9 0.21 30 47

HKB 25 D2 Kommunikationsdesign 0.64 0.72 1.53 0.34 0.27 0.29 1.06 0.83 5.68 0.71 15 0.64 17 2.25 5 0.60 25 47

HAFL 34 E7 Entwicklung ländlicher Regionen 0.31 1.13 0.20 0.80 0.74 0.57 0.52 0.50 4.77 0.60 18 0.31 28 1.33 11 1.54 11 50

TI 17 B10 Mobile Communications 0.33 1.13 0.17 0.80 0.70 0.98 0.53 0.26 4.90 0.61 17 0.33 26 1.30 13 1.50 12 51

WGS-G 22 C5 Gesundheitsförderung und Prävention in allen 0.50 0.53 0.37 0.52 0.36 0.24 0.44 0.45 3.42 0.43 20 0.50 19 0.91 18 0.88 18 55

HAFL 30 E3 Forstliche Produktion 0.49 0.44 0.04 0.41 0.35 0.33 0.58 0.15 2.81 0.35 24 0.49 21 0.49 15 0.76 21 57

TI 16 B9 Security in the Information Society 0.70 0.55 0.53 0.29 0.16 0.24 0.70 0.30 3.47 0.43 20 0.70 16 1.08 16 0.45 26 58

HAFL 33 E6 Ökosysteme, Naturgefahren, Erholungsraum 0.27 0.43 0.20 0.52 0.34 0.43 0.59 0.19 2.96 0.37 23 0.27 29 0.63 23 0.86 19 71

TI 14 B7 Rehabilitation und Leistungstechnologie 0.34 0.23 0.64 0.23 0.16 0.14 0.10 0.27 2.13 0.27 28 0.34 25 0.88 19 0.40 27 71

WGS-S 21 C4 Alter 0.36 0.13 0.75 0.15 0.12 0.69 0.73 0.42 3.36 0.42 22 0.36 24 0.88 19 0.28 29 72

AHB 3 A3 Produktion und Logistik 0.41 0.48 0.00 0.39 0.29 0.33 0.65 0.12 2.67 0.33 25 0.41 22 0.48 26 0.68 24 72

AHB 7 A7 Naturereignisse und Geotechnik 0.39 0.26 0.09 0.41 0.28 0.43 0.61 0.15 2.62 0.33 25 0.39 23 0.34 27 0.69 22 72

TI 9 B2 Drucktechnologie 0.32 0.24 0.00 0.39 0.30 0.48 0.15 0.09 1.96 0.24 29 0.32 27 0.24 29 0.69 22 78

AHB 2 A2 Management und Bauprozesse 0.21 0.03 0.20 0.49 0.36 0.29 0.59 0.33 2.49 0.31 27 0.21 30 0.23 30 0.85 20 80

AHB 4 A4 Fassadenelemente, Innenausbau und Möbel 0.52 0.05 0.00 0.05 0.04 0.10 0.70 0.00 1.45 0.18 33 0.52 18 0.05 35 0.09 32 85

AHB 1 A1 Architekturprozesse 0.21 0.19 0.00 0.21 0.14 0.10 0.54 0.43 1.81 0.23 31 0.21 30 0.19 31 0.35 28 89

HAFL 36 E9 Lebensmittelwirtschaft und Konsumverhalten 0.10 0.07 0.20 0.03 0.02 0.05 1.03 0.29 1.78 0.22 32 0.10 33 0.27 28 0.05 33 94

TI 13 B6 Mechatronische Systeme 0.19 0.09 0.00 0.08 0.10 0.10 0.33 0.09 0.97 0.12 35 0.19 32 0.09 34 0.18 31 97

TI 15 B8 Risiko- und Extremwertanalyse 0.04 0.12 0.00 0.03 0.02 0.05 0.86 0.00 1.12 0.14 34 0.04 34 0.12 33 0.05 33 100

HAFL 31 E4 Methoden und Werkzeuge 0.02 0.00 0.13 0.00 0.00 0.00 0.84 0.90 1.89 0.24 29 0.02 35 0.13 32 0.00 35 102

HAFL 35 E8 Lebensmittelverarbeitung 0.01 0.00 0.00 0.00 0.00 0.00 0.76 0.00 0.77 0.10 36 0.01 36 0.00 36 0.00 35 107

Analysis 2013

BFH-Research Units

Global Ranking

28

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Evaluation BFH-Research Units 2011 – Spider Diagramm

29

Synergies 1st + 2nd Cycle

Synergies 3rd Cycle

Cooperation –Type

Cooperation – geografical

Financing

Scientific Support and Perfomance

Valorisation (Perform.)

Impact

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Evaluation BFH-Research Units 2012 – Spider Diagramm

30

Synergies 1st + 2nd Cycle

Synergies 3rd Cycle

Impact

Cooperation –Type

Cooperation – geografical

Valorisation (Perform.)

Scientific Support and Perfomance

Financing

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

Evaluation BFH-Research Units 2013 – Spider Diagramm

31

Impact

Synergies 1st + 2nd Cycle

Synergies 3rd Cycle

Cooperation –Type

Cooperation – geografical

Financing

Scientific Support and Perfomance

Valorisation (Perform.)

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences 32

Development per Department 2011 2012

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ Annual Evaluation Research Units

▶ Profiling Institutional Research Capacity – Identify strategic Research

Capabilities

▶ Orientation Heads Research Units

▶ Monitoring R&D at BFH

▶ Boost R&D Development at BFH & Departments

▶ R&D –Internal Fund Allocation (?)

Evaluation leads to…..

33

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ High Diversity of BFH - Offers and topics –

Valuation and Comparability of the Performance in

the Departements

▶ High Diversity and different significance of

Valorisation formats

▶ Availability and Quality of the Data

▶ Missing Controll Mechanism

Evaluation – Challenges

34

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ Ranking based on the defined Criteria

▶ Indicates Position

▶ The Units Development stage must be taken into account

▶ Influence of the Unit’s Size (organizational Structure)

▶ Data Quality (partially self-reported)

Evaluation – carefully consider…

35

Berner Fachhochschule | Haute école spécialisée bernoise | Bern University of Applied Sciences

▶ Group A: Charter & Code

▶ Does your institution commit to C&C? Share experiences

▶ If not, which potential or barriers do you identify

▶ Group B: Set of indicators

▶ Strenghts & Weaknesses of this approach

▶ Report back (Keywords on a piece of paper !)

Workshop - Interactiv Part 2: